Fiscal Policies
Balanced-budget options

The macroeconomic impact of public sector deficits has been a source of considerable controversy in recent years. In Discussion Paper No. 128 Research Fellow Willem Buiter discusses this issue briefly, but focuses primarily on the effects of balanced-budget fiscal policies.

Buiter considers the effects of fiscal policy in a small, open, dependent economy, divided into two sectors, producing traded and non-traded goods. The government purchases both traded and non- traded goods, and it has the option of financing this spending by raising tax revenues or by borrowing in an internationally integrated bond market. There are two taxes available to the government: a lump-sum tax and a tax on the production of traded goods. The government is assumed not to finance its deficits by printing money, and its budgets are balanced, in the sense that the outstanding public debt is a constant proportion of GDP.

Buiter models individual private consumption behaviour taking account of the uncertain lifetime of individual consumers. This uncertainty is an important issue in fiscal policy analysis: it implies that individuals discount the future more heavily than the government. As a result private savings will not necessarily rise to reflect the increased future tax liabilities implied by bond-financed fiscal deficits: after all, the taxpayer may not be alive. The law of large numbers ensures that this individual uncertainty has no effect on the total number of future taxpayers, nor on the government's future tax base or discount rate. In general, with uncertain lifetimes there will be no 'debt neutrality' in the model: private consumption and investment will be affected by the government's mixture and profile of taxation and borrowing, for a given path of real public spending.

The production side of the economy is based on the 'dependent economy model' of Wilson, Salter and Swan. Domestic wages and prices are assumed to be flexible and the country is assumed to be a price-taker in world markets. The terms of trade (the relative price of imports and exports) are therefore exogenous.

Buiter considers the short- and long-run effects of such a balanced-budget policy on the real exchange rate, the allocation of production between the traded and non-traded goods sectors, private consumption, and the current account and net external asset position of the nation. He also considers how alternative budget-balancing rules affect the economy's response to external shocks, such as a change in the world rate of interest.

The real exchange rate (the relative price of traded goods to non-traded goods) is the crucial relative price in Buiter's model. His analysis suggests that in general balanced-budget fiscal policies will have short-run, transitional and long-run effects on the real exchange rate. Balanced budgets will also affect the current account in the short and medium term and will have long-run effects on the nation's net foreign asset position.

Buiter also investigates the effects of an increase in the tax rate on traded goods. This tax increase tends to reduce consumers' real incomes: in his model, the reduction may be so large that the reduced demand for non-traded goods lowers the relative price (to producers) of non-traded goods. Non-tradables production could contract and tradables production expand in spite of the increase in the tax rate on traded-goods production.

Buiter concludes that, there remain important fiscal policy choices available to the government even when it is assumed that money financing of deficits is not an option and budgets are balanced.


Structural and Stabilization Aspects of Fiscal and Financial Policy in the Dependent Economy
Willen H Buiter


Discussion Paper No. 128, September 1986 (IM)