Strategic Trade Policy
Gains from countertrade

Since the mid-1970s, `countertrade', whereby an exporter agrees to future purchases of products from the importing country proportional to the original value of its exports, has grown rapidly, and according to some estimates it now represents 10-20% of world trade. Countertrade has traditionally involved mostly countries with serious foreign exchange shortages, and it has therefore played an important role in East-West trade and in trade with developing countries.

In Discussion Paper No. 413, Research Fellow Dalia Marin and Erwin Amann argue that countertrade can be best understood not as a means of enabling these countries to overcome their foreign exchange constraint, but rather as a second-best outcome in the absence of complete futures and insurance markets. The foreign debt and hard currency shortages faced by Eastern countries and LDCs have become particularly acute since the 1970s, and Marin and Amann attribute the increase in countertrade to their increased risk aversion (due to the tightness of the foreign exchange constraint), which creates the incentive for countertrade as an alternative insurance contract.

They develop a model of optimal risk-sharing to determine the duration of countertrade contracts, the extent of price adjustment over time and the share of production insured, and they establish the conditions under which gains from countertrade are to be expected. They also use a comparative static analysis of changes in the amount of risk and risk aversion to explain the increase of countertrade in world trade observed since the mid- 1970s, before finally studying the factors that determine complete insurance of price and output and discussing the possible welfare implications of this type of trade.

Their results indicate that in the absence of speculation there will be long-term contracts extending over the total gestation period of the investment, and that the gains from risk-sharing are maximized at the longest possible contract horizon. Further, the long-term agreement is more likely to be a `fixed-price contract' the smaller is the risk involved; the more the two parties differ in their attitude towards risk; and the larger is the monopoly power of the `Western' firm.

They show that there are sources of gain from countertrade, first because the division of risk between two parties reduces its aggregate cost, and second because part of that risk is transferred to the `Western' firm, which is better able to bear it. This gives rise to the possibility of profitable exchange. Because of the substantial reduction in the aggregate cost of risk, countertrade may lead to accelerated investment and thus promote growth through export-led stability. Further, investments that would otherwise not be profitable may become so under countertrade because of its linking together of the export of the output and the provision of the insurance. Finally, their comparative static analysis shows that the increased share of countertrade in world trade observed since the mid-1970s may be attributed to an increase in risk aversion of the CPEs/LDCs in the face of a tight foreign exchange constraint.

Long-Term Contracts in International Trade
Erwin Amann and Dalia Marin

Discussion Paper No. 413, June 1990 (IT)